Alexander Barzacanos3 min read
Ning Zhang | Morgan Lewis, Yan Zeng | Morgan Lewis17 min read
Thomas Hyrkiel1 min read
The rule also prohibits the use of any simulated or hypothetical performance that is unaccompanied by a required statement:
“These results are based on simulated or hypothetical performance results that have certain inherent limitations. Unlike the results shown in an actual performance record, these results do not represent actual trading. Also, because these trades have not actually been executed, these results may have under-or over-compensated for the impact, if any, of certain market factors, such as lack of liquidity. Simulated or hypothetical trading programs in general are also subject to the fact that they are designed with the benefit of hindsight. No representation is being made that any account will or is likely to achieve profits or losses similar to these being shown.”
Alleged false or misleading statements were made when describing risk management practices to commodity pool participants and prospects.
Julie DiMauro2 min read
Former CFTC Chair Behnam encouraged committee to support the expansion of the CFTC and SEC's mandate over the crypto market.
Julie DiMauro2 min read
Johnson said firms are leveraging AI to enhance their compliance and monitoring capabilities and meet regulatory mandates.
Julie DiMauro3 min read
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
Alexander Barzacanos2 min read
The case highlights the urgent need for stablecoin regulation.
Alexander Barzacanos2 min read
Our in-brief roundup of notable stories from last week.
GRIP2 min read
Legal experts examined how blockchain technologies are challenging traditional regulatory models and redefining governance.
Vlada Gurvich4 min read
Our in-brief roundup also includes China's new crypto ownership restrictions, Trump's tariffs, and a multimillion dollar CIRO fine.
GRIP1 min read